You're a registered investment adviser
Enhancing your core competencies
You have important, specialized knowledge and skills acquired over years of intensive study, professional training, and experience. When you partner with United Capital, we'll offload responsibilities that drain time away from using those skills on behalf of your clients. You'll gain all the support advantages of working with a large firm while retaining the independence and local autonomy you require. You'll spend more time delivering advice and providing solutions for your clients.
Who we are and what we do
United Capital is a well-capitalized, fast-growing national partnership of exceptional financial advisors. We provide centralized back office operations, customized professional advice, and objective, expertly applied investment management in a highly client-centered service model.
The firms that join us are in the top 1% of their field. Their principals choose to join United Capital and continue to run their practices as a means to:
Centralize operations
Our team removes the day-to-day management minutiae from your plate, providing you with accounting and bill paying, compliance and regulatory oversight, payroll and human resource management, a scalable technology platform and customized marketing (website, collateral).
Access exceptional investment solutions
Our team of CERTIFIED FINANCIAL PLANNERTM Practitioners, Chartered Financial Analysts®, and other advanced-degree professionals works in concert to serve as a full-service wealth management 'think tank'. Our firms have access to best-of-breed investment solutions through our open architecture, and our centralized client reporting and operational infrastructure removes the back office nightmare from each local office. If your firm has an interesting investment management strategy, we'll help you develop and market it.
Grow their businesses and share
in wealth creation
Our unique business model typically means our partners grow their assets and revenues immediately, and as fellow shareholders of the parent company, all of our firms enjoy the benefit of large company valuations as we grow.
Who we work with
The principals of firms that partner with United Capital share the following attributes:
- Driven, successful principals looking to take their practices to the next level.
- Highest levels of integrity and client-centric focus.
- Motivated, respected staff attuned to client needs.
- Practices focused on being the client's primary advisor.
- Principals who want to meaningfully grow and eventually monetize the equity trapped in their business.
See why United Capital is your best choice
Call our acquisitions team @ 949-999-8510 or e-mail [email protected]. We'll show you how we stack up against your other options.