You're with an independent broker/dealer
A powerful platform for growth
At United Capital, we work with each firm on an individual basis to help advisors expand their offerings and serve their clients more effectively than ever before. We help you offload responsibilities that drain time away from working with current clients and expanding your practice, while you maintain the independence that is crucial to providing unbiased guidance. We'll also help you transition to an RIA platform to provide that higher fiduciary standard for your clients.
Who we are and what we do
United Capital is a well-capitalized, fast-growing national partnership of exceptional financial advisors. We provide centralized back office operations, customized professional advice, and objective, expertly applied investment management in a highly client-centered service model.
The firms that join us are in the top 1% of their field. Their principals choose to join United Capital and continue to run their practices as a means to:
Centralize operations
Our team removes the day-to-day management minutiae from your plate, providing you with accounting and bill paying, compliance and regulatory oversight, payroll and human resource management, a scalable technology platform and customized marketing (website, collateral).
Access exceptional investment solutions
Our team of CERTIFIED FINANCIAL PLANNERTM Practitioners, Chartered Financial Analysts®, and advanced-degree professionals works in concert to serve as a full-service wealth management 'think tank.' Our firms have access to best-of-breed investment solutions through our open architecture, and our centralized client reporting and operational infrastructure removes the back office nightmare from each local office. If your firm has an interesting investment management strategy, we'll help you develop and market it.
Grow their businesses and share
in wealth creation
Our unique business model typically means our partners grow their assets and revenues immediately, and as fellow shareholders of the parent company, all of our firms enjoy the benefit of large company valuations as we grow.
Who we work with
The principals of firms that partner with United Capital share the following attributes:
- Driven, successful principals looking to take their practices to the next level.
- Highest levels of integrity and client-centric focus.
- Motivated, respected staff attuned to client needs.
- Practices focused on being the client's primary advisor.
- Principals who want to meaningfully grow and eventually monetize the equity trapped in their business.
See why United Capital is your best choice
Call our acquisitions team @ 949-999-8510 or e-mail [email protected]. We'll show you how we stack up against your other options.