You're an advisor turning independent

Bridging the gap to independence

You want to own the client relationships you have developed and provide unbiased guidance free from conflicts of interest. Yet you may have concerns about time constraints or the transition to running your own independent practice. When you partner with United Capital, you gain all the support advantages you'd expect from working with a large firm, while achieving the autonomy you desire and the independence that's best for your clients.

A customized approach and a fast, easy transition

United Capital works with you to structure the terms of a unique deal to suit your individual needs. United Capital's transition team has successfully transitioned dozens of practices with minimal disruption to clients or to the businesses we've acquired. We have completed seamless transitions from both full-service and independent firms.

Who we are and what we do

United Capital is a well-capitalized, fast-growing national partnership of exceptional financial advisors. We provide centralized back office operations, customized professional advice, and objective, expertly applied investment management in a highly client-centered service model.

The firms that join us are in the top 1% of their field. Their principals choose to join United Capital and continue to run their practices as a means to:

Centralize operations

Our team removes the day-to-day management minutiae from your plate, providing you with accounting and bill paying, compliance and regulatory oversight, payroll and human resource management, a scalable technology platform and customized marketing (website, collateral).

 
Access exceptional investment solutions

Our team of CFP®s, CFAs, and advanced-degree professionals works in concert to serve as a full-service wealth management 'think tank.' Our firms have access to best-of-breed investment solutions through our open architecture, and our centralized client reporting and operational infrastructure removes the back office nightmare from each local office. If your firm has an interesting investment management strategy, we'll help you develop and market it.

 
Grow their businesses and share
in wealth creation

Our unique business model typically means our partners grow their assets and revenues immediately, and as fellow shareholders of the parent company, all of our firms enjoy the benefit of large company valuations as we grow.

 

Who we work with

The principals of firms that partner with United Capital share the following attributes:

  • Driven, successful principals looking to take their practices to the next level.
  • Highest levels of integrity and client-centric focus.
  • Motivated, respected staff attuned to client needs.
  • Practices focused on being the client's primary advisor.
  • Principals who want to meaningfully grow and eventually monetize the equity trapped in their business.

See why United Capital is your best choice

Call our acquisitions team @ 949-999-8510 or e-mail [email protected]. We'll show you how we stack up against your other options.