Privacy
Our privacy policy — In providing financial services and products to you, United Capital Financial advisors, LLC ("United Capital") collects certain nonpublic personal information about you. Our policy is to keep this information strictly safeguarded and confidential, and to use or disclose it only as necessary to provide our services or products to you, or as permitted by law. Our privacy policy applies equally to our former clients and customers. Protecting your privacy is important to us.
Information we collect — "Nonpublic personal information" is personally identifiable financial information about you as an individual or your family. The nonpublic personal information we collect includes the information you give us when you open an account with us or when we discuss your account with you, such as your name, address, telephone number, your employment, family, and personal financial situation and your investment objectives. We also have information about your investment account assets and transactions, including your holdings and transactions in fund shares, the brokerages, and custodial arrangements for your account and your relationship with your investment professional.
Information we disclose — We disclose nonpublic personal information about you only as permitted by law or authorized by you to our affiliates, or to third parties that we hire to help us provide our products and services to you, such as custodians, broker/ dealers, and administrative or marketing service providers.
How we safeguard your information — We limit access to your nonpublic personal information to those persons who need to know it or who are permitted by law to receive it. We maintain physical, electronic, and procedural safeguards to protect the confidentiality of your information.
When we will notify you — If you are a current customer, we will send an annual privacy policy notice to you. If you no longer have a customer relationship with us, we will continue to follow our privacy policy and practices, but you will not receive future notices from us.
Change in privacy policy — We reserve the right to modify or supplement our privacy policy at any time. If we make material changes, we will provide current customers with a revised notice that describes our new practices.
If you have any questions regarding our privacy policy, please contact our Compliance Officer at (949) 999-8500.
Contact United Capital
500 Newport Center Drive, 2nd Floor
Newport Beach, CA 92660
Phone (949) 999-8500
Fax (949) 999-8545